Securities and futures commission ordinance plrzzzr

Securities and futures commission ordinance

04.12.2020

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22 Sep 2015 The Securities and Futures Commission has commenced its first set of proceedings in the Market Misconduct Tribunal against a listed company 2008年7月24日このレポートを受けて、1989 年に Securities and Futures Commission Ordinance が制定され、. 証券先物委員会(Securities and Futures Hong Kong Securities and Futures Commission's Statement on Initial Coin Offerings: Regulating Ordinance (SFO) will depend on the features of the token . Securities and Futures Commission of Regulated Persons with respect to Registered Schemes under the Mandatory Provident Fund Schemes Ordinance To print individual / selected provisions, please first tick the provision(s) to be printed from the TOC panel and then click . To print the whole chapter, please click at the bottom of the TOC panel and then click . Please set the page orientation to Landscape for printing the bilingual texts on a single page. The Securities And Futures Commission (SFC) is a non-governmental statutory body responsible for regulating Hong Kong's securities and futures markets. The SFC was established by the Securities and Futures Commission Ordinance (SFCO). 3. Securities and Futures Commission (1) There is hereby established a body to be known as the Securities and Futures Commission. (2) The Commission shall be a body corporate with power to sue and be sued. (3) The receipts of the Commission shall not be subject to taxation under the Inland Revenue Ordinance (Cap. 112).

The Securities and Futures Commission (SFC) is an independent non- governmental statutory body outside the civil service, responsible for regulating the

To print individual / selected provisions, please first tick the provision(s) to be printed from the TOC panel and then click . To print the whole chapter, please click at the bottom of the TOC panel and then click . Please set the page orientation to Landscape for printing the bilingual texts on a single page. The Securities and Futures Ordinance (“SFO”), which came into force on 1 April, 2003, consolidates into one piece of legislation the ten ordinances that previously regulated the securities and futures industry in Hong Kong. The Securities and Futures Ordinance is the primary piece of legislation regulating Hong Kong’s securities and futures markets. Its scope is wide; ranging from regulating the conduct of listed companies and financial intermediaries to providing standards for the authorisation of, and regulating offers of, investment products. Referring to s. 300 of the Ordinance as a “catch-all provision”, the court considered that the proper question was “whether a substantial measure of the activities constituting the contravention of s. 300 took place in Hong Kong” (para. 53 of the judgment). There was no extra-territorial application of the law.

The Securities and Futures Commission (SFC) of Hong Kong is the independent statutory body charged with regulating the securities and futures markets in Hong Kong. The SFC is responsible for fostering an orderly securities and futures markets, to protect investors and to help promote Hong Kong as an international financial centre and a key financial market in China.

70 The Securities and Futures Ordinance, L.N. 12 of 2003, 1 April 2003, hereinafter “SFO.” 71 This was done by means of the Securities and Futures Commission The Securities and Futures Commission (SFC) is an independent non- governmental statutory body outside the civil service, responsible for regulating the The Securities and Futures Ordinance provides for the implementation of the single The LEs have been approved by the Securities and Futures Commission 25 Apr 2019 Investigations Under the Securities and Futures Ordinance review against a decision of the Securities and Futures Commission (“SFC”) to Commission under Section 213 of the Securities and Futures Ordinance. by the Securities and Futures Commission that Moody's misled the public and

11 Apr 2019 By April 2003, the SFCO and nine other securities and futures-related ordinances were consolidated into the Securities and Futures Ordinance (

Securities and Futures Commission of Regulated Persons with respect to Registered Schemes under the Mandatory Provident Fund Schemes Ordinance To print individual / selected provisions, please first tick the provision(s) to be printed from the TOC panel and then click . To print the whole chapter, please click at the bottom of the TOC panel and then click . Please set the page orientation to Landscape for printing the bilingual texts on a single page.

The Securities and Futures Commission (SFC) is an independent non- governmental statutory body outside the civil service, responsible for regulating the

Securities and Futures Commission in Hong Kong (SFC) and the Financial. Conduct and Futures. Ordinance (Chapter 571 of the Laws of Hong Kong);. Conduct investigation about possible breaches of the Securities and Futures Ordinance, Anti-money Laundering and Counter-Terrorist Financing (Financial 29 Mar 2019 SFC reminds token issuers that Security Tokens are usually recognised as securities under Securities and Futures Ordinance. Therefore, they 28 Mar 2019 As to securities and futures activity, financial services firms must be licensed by and the Securities and Futures Ordinance in the case of the SFC. with the Securities and Futures Commission (Code of Conduct) enshrines 22 Sep 2015 The Securities and Futures Commission has commenced its first set of proceedings in the Market Misconduct Tribunal against a listed company 2008年7月24日このレポートを受けて、1989 年に Securities and Futures Commission Ordinance が制定され、. 証券先物委員会(Securities and Futures