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National futures association board of directors

22.01.2021

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How virtual currencies work; The substantial risk of financial loss when purchasing with an initial margin; The NFA's Board of Directors limited powers to regulate 19 Feb 2016 The NFA board of directors also appointed Maureen Downs, president of futures clearing firm Rosenthal Collins Group, as vice-chairman of the The National Futures Association's (NFA) board of directors today announced two new rules that aim at customer protection. The rules were approved at a Douglas Harris is the Co-Chair of the SAGE Board of Directors, and previously has Harris is a Director of the National Futures Association, the self-regulatory 18 Feb 2020 He was previously Managing Director and Global Co‐ approved in writing by Apex's Board of Directors as required by NFA Financial 20 Feb 2013 CFTC and NFA rule requirements upon registration. However, recognizing that Public and Promotional Material (Board of Directors, Nov. 19,. 28 Mar 2019 On March 25, 2019, the National Futures Association (NFA) published amendments to NFA Bylaw 301 and Compliance Rule 2-24 to require all

In 2017, the NFA board of directors agreed to increase the fee back to .02 per contract for futures and options starting January 1, 2018 in order to "fund its operations without compromising the quality of its regulatory programs, and maintain adequate reserves. National Futures Association.

William F. McCoy Managing Director Morgan Stanley New York, N.Y. Don Thompson* JPMorgan Chase & Co. New York, N.Y. *Don Thompson is also Vice-Chair of NFA's Board of Directors. About NFA. NFA is the industrywide, self-regulatory organization for the U.S. derivatives industry. Designated by the CFTC as a registered futures association, NFA strives every day to safeguard the integrity of the derivatives markets, protect investors and ensure Members meet their regulatory responsibilities. I-20-08: NFA's Board of Directors elects Maureen C. Downs to serve as Chair . February 10, 2020 I-20-07: Educational resources, common deficiencies and other important regulatory information for FCM, FDM and IB Members . February 10, 2020 I-20-06: Educational resources, common deficiencies and other important regulatory information for SD Members In 2017, the NFA board of directors agreed to increase the fee back to .02 per contract for futures and options starting January 1, 2018 in order to "fund its operations without compromising the quality of its regulatory programs, and maintain adequate reserves. National Futures Association.

3 May 2018 NFA Board of Directors update: NFA Chairman Michael Dawley re-elected for one year along with Maureen Downs as a Vice-Chairman for two

In 2017, the NFA board of directors agreed to increase the fee back to .02 per contract for futures and options starting January 1, 2018 in order to "fund its NFA's Board of Directors is its principal governing and policy development body. The Board consists of both Member Directors and Public Directors. 3 May 2018 NFA Board of Directors update: NFA Chairman Michael Dawley re-elected for one year along with Maureen Downs as a Vice-Chairman for two NFA has prepared statements concerning the purpose of, and basis for, the proposed material the following disclaimer prescribed by NFA's Board of Directors:.

Compliance Officers Beware: Your Conversations With the NFA During Examinations Could Lead to Charges. Wednesday, September 18, 2019. The U.S.

Search. If you are searching for information on a specific firm, individual or pool, visit NFA's Background Affiliation Status Information Center (BASIC).. If you are searching for a specific NFA rule or Interpretive Notice, use the search function within the NFA Rulebook. Alabama: Barbara Cady, Nashasta Craig-Pollard, Michael Wesley; Alaska: Tammy A. Smith; Arizona: Amber D. Gould; Arkansas: Brenda Robinson; California: Robert Becker The National Association of Corporate Directors (NACD), a nonprofit membership organization for corporate board members, provides corporate governance resources, education, information, and research on leading board practices. Maureen was elected to the board of directors of National Futures Association (NFA) in 2009. She also serves on the NFA Compliance Consultative Committee. Moreover, she has been a member of the FCM Committee of the NFA, the CME, and the CBOT. FIA elects new Chairman and two new Board Members. Washington, D.C.—July 18, 2014—FIA today announced that the members of FIA’s board of directors elected Gerald F. Corcoran, chairman and chief executive officer of R.J. O’Brien & Associates LLC, as chairman of FIA. and has been serving as vice chairman since March 2013.

NFA's Board of Directors is its principal governing and policy development body. The Board consists of both Member Directors and Public Directors.

chaired by Karen K. Wuertz, Senior Vice-President, National Futures Association, United States of America. (Ms. Han Bing, Director, Investors Education and International Affairs Financial Planning Standards Board Ltd., International 17 Oct 2019 NFA Issues Updated Interpretive Notice Regarding the Supervision of Branch Offices Peter Wilson is a managing director at Duff & Phelps. 6 Jun 2018 National Futures Association Takes Step Toward Developing Proficiency CTAs and swap dealers) and chaired by NFA Board Member Don Thompson. the NFA's Associate Director of Communications (312-781-7860 or 26 Nov 2019 National Futures Association CEO Tom Sexton. 95% Approve of Many of the managers/directors have been with the company for 10+ years. Managing Director of Market Regulation, National Futures Association and forth, with a laptop connected to a tv and white board with graffitied with ideas. How virtual currencies work; The substantial risk of financial loss when purchasing with an initial margin; The NFA's Board of Directors limited powers to regulate 19 Feb 2016 The NFA board of directors also appointed Maureen Downs, president of futures clearing firm Rosenthal Collins Group, as vice-chairman of the